Understanding the regulatory environment for ETFs

Podcast with Tara O’Reilly, who is also the Secretary of Women in ETFs’ Global Governance Committee, gives her insights into regulatory scrutiny of exchange-traded products as developers and asset managers push the boundaries of these funds. From the protections necessary to support successful investment outcomes, to the rise of ETFs as a potential systemic issue regulators are very active in the ETF space. Understanding how liquidity impacts investment – including the extent to which active managers might have been closet index trackers – is crucial, as is an understanding of existing legislation and the potential for new rules where necessary.

Published on July 10, 2019